16 Oct
Norton Blake
City of London
The role
You'll provide regulatory expertise to help our clients ensure full regulatory traceability and compliance assurance in our automated and scalable regulatory mapping solution.
Main duties
- Data / Product - looking through what the AI has generated and guiding and working with scientist
- Reviewing AI/automating
- 70% SME / 30% presentation
- Stakeholder presentations
- Provide regulatory expert review of output from my clients automated regulatory mapping solution.
- Contribute to the ongoing design, build and enhancement of the regulatory mapping solution.
- Provide advice to the Business Development and Relationship Management teams in the scoping and prioritisation of regulations to be added into the solution.
- Collaborate with the Insights and Analytics team on the results of the regulatory mapping process.
- Assist clients in their review of the output of the regulatory mapping solution.
- Act as the main point of contact for regulatory mapping related questions from clients.
- Actively contribute to improving the level of regulatory knowledge across the firm.
- Contribute to client meetings and present regulatory mapping results, responding to bespoke requests as needed.
The ideal candidate:
- SME in REG key area global markets compliance to front office translated regs
- Demonstrable experience in a financial services regulatory role (e.g. Regulatory or Compliance Advisory, Regulatory Policy, Regulatory Change), including the translation of regulation into practical requirements.
- Able to demonstrate familiarity with risk and control frameworks and how regulation interacts with Non Financial Risk Management processes such as the Risk and Control Self-Assessment, incident management, read across / lessons learnt
▶️ Senior Regulatory Manager
🖊️ Norton Blake
📍 City of London