13 Oct
Page Executive
City of London
Job description
Job Description
- Develop and oversee control systems to prevent violations of regulations and internal policies
- Evaluate the efficiency of controls and improve them continuously
- Revise procedures, reports, etc. periodically to identify hidden risks or non-conformity issues
- Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations
- Assess the business's future ventures to identify possible compliance risks
- Review the work of colleagues when necessary to identify compliance issues and provide advice or training
- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
- Prepare reports for senior management and external regulatory bodies as appropriate
▶️ Chief Compliance Officer -Investment Banking (emerging markets)
🖊️ Page Executive
📍 City of London