Chief Compliance Officer -Investment Banking (emerging markets)

Chief Compliance Officer -Investment Banking (emerging markets)

13 Oct
|
Page Executive
|
City of London

13 Oct

Page Executive

City of London

Job description

Job Description

- Develop and oversee control systems to prevent violations of regulations and internal policies
- Evaluate the efficiency of controls and improve them continuously
- Revise procedures, reports, etc. periodically to identify hidden risks or non-conformity issues
- Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations
- Assess the business's future ventures to identify possible compliance risks
- Review the work of colleagues when necessary to identify compliance issues and provide advice or training






- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
- Prepare reports for senior management and external regulatory bodies as appropriate

▶️ Chief Compliance Officer -Investment Banking (emerging markets)
🖊️ Page Executive
📍 City of London

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